Important disclosures
 
 
 

Complaints

McInroy & Wood Limited and McInroy & Wood Portfolios Limited maintain internal procedures for the reasonable and prompt handling of complaints. Copies of the procedures are available on request. 

In addition, clients may have a right to complain direct to the Financial Ombudsman Service Limited, Exchange Tower, London E14 9SR. (www.financial-ombudsman.org.uk)

Pillar 3 Disclosures

McInroy & Wood Limited is required to publicly disclose information relating to our risks, capital adequacy and approach to managing risk with the aim of promoting market discipline.  Please click here for more detail.

Remuneration Policy

McInroy & Wood Limited is required to establish and apply a Remuneration Policy for employees whose activities have a material impact on either our risk profile or any fund that we manage.  Please click here to view this policy.

Stewardship Policy

Careful stewardship is integral to the ethical code which governs McInroy & Wood's dealings with clients and investee companies. McInroy & Wood Limited has a Stewardship Policy that sets out our approach to stewardship, referenced against the seven principles of the UK Stewardship Code. Please click here to view this policy.

Order Execution Policy

McInroy & Wood Limited and McInroy & Wood Portfolios Limited have an Order Execution Policy which sets out the details of how we comply with our obligation to take sufficient steps to obtain ‘best execution’ when dealing in financial instruments on behalf of our clients. Please click here to view this policy.

Order Execution Analysis

McInroy & Wood Limited publishes an Order Execution Analysis annually of the top five brokers in terms of trading volumes where we placed client orders for execution in the preceding calendar year. The analysis also includes information on the quality of execution obtained. The analyses for the two most recent calendar years can be found below.

Order Execution Analysis 2018 
Order Execution Analysis 2017

 

 
 

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